Statistik Dasar
| LEI | 54930062BZFVP7F6WJ47 |
| CIK | 809559 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to TCW Strategic Income Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar kronologis Pengajuan SEC yang lengkap, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 19, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 19, 2026 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-04980 93-0939398 (State or other jurisdiction of incorporation) (Comm |
|
| March 19, 2026 |
TCW Strategic Income Fund Announces Preliminary Results of Transferable Rights Offering EX-99.1 FOR IMMEDIATE RELEASE TCW Strategic Income Fund Announces Preliminary Results of Transferable Rights Offering LOS ANGELES – March 19, 2026– TCW Strategic Income Fund, Inc. (NYSE: TSI) (the “Fund”) today announced the preliminary results of its transferable rights offering (the “Offer”) to the Fund’s common stockholders (“Common Stockholders”), which commenced on February 19, 2026, and expi |
|
| February 23, 2026 |
EX-10.2 February 19, 2026 TCW Strategic Income Fund, Inc. 515 South Flower Street Losa Angeles, CA 90071 Attn: Peter Davidson RE: TCW Strategic Income Fund, Inc. (TSI) – Rights Offer Dear Mr. Davidson: This will serve as the Agreement between EQ Fund Solutions, LLC (“EQ Fund Solutions”) and TCW Strategic Income Fund, Inc. (the “Client”), pursuant to which EQ Fund Solutions will serve the Client a |
|
| February 23, 2026 |
EX-10.1 SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of February 19, 2026, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and TCW Strategic Income Fund, Inc. (the “Company”). 1. The Company is offering (the “Rights Offering”) to the holders of shares of its common stock, par value $0.01 per share (“Common Stock”), on Fe |
|
| February 23, 2026 |
EX-1.1 Execution Version TCW STRATEGIC INCOME FUND, INC. 15,928,480 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York February 19, 2026 UBS Securities LLC 11 Madison Avenue New York, New York 10010 Ladies and Gentlemen: Each of TCW Strategic Income Fund, Inc., a Maryland corporation (the “Fund”), and TCW In |
|
| February 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2026 TCW STRATEGIC INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 811-04980 93-0939398 (State or other jurisdiction of incorporation) (C |
|
| February 23, 2026 |
EX-99.1 NOTICE OF GUARANTEED DELIVERY For Shares of Common Stock of TCW Strategic Income Fund, Inc. Subscribed for under the Primary Subscription Right and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated February 19, 2026, and the accompanying Prospectus, dated January 5, 2026 (together, the “Prospectus”), this form or one substantially equivalent heret |
|
| February 23, 2026 |
EX-99.2 SUBSCRIPTION CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE OFFER ARE SET FORTH IN THE COMPANY’S PROSPECTUS SUPPLEMENT DATED FEBRUARY 19, 2026 AND ACCOMPANYING PROSPECTUS (TOGETHER, THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM EQ FUND SOLUTIONS, LLC, THE INFORMATION AGENT. TCW STRATEGIC INCOME FUND, IN |
|
| February 19, 2026 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- 289452 Investment Company Registration No. 811-04980 PROSPECTUS SUPPLEMENT (To Prospectus dated January 5, 2026) TCW Strategic Income Fund, Inc. 47,785,440 Rights for 15,928,480 Shares of Common Stock Issuable Upon the Exercise of Transferable Rights to Subscribe for Common Stock TCW Strategic Income Fund, Inc. (the “Fund,” “we,” “us |
|
| January 6, 2026 |
424B3 TCW Strategic Income Fund, Inc. (the “Fund”) Supplement dated January 5, 2026 to the Fund’s currently effective Prospectus and Statement of Additional Information (“SAI”) This Supplement provides new information beyond that contained in the Prospectus and SAI and should be read in conjunction with such documents. Capitalized terms not defined herein have the same meaning as in the Prospectus |
|
| August 5, 2025 |
FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy St |
|
| November 7, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| November 7, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) October 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr |
|
| October 25, 2024 |
TSI / TCW Strategic Income Fund, Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| October 25, 2024 |
TSI / TCW Strategic Income Fund, Inc. / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
|
| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-04980 93-0939398 (State or other jurisdiction of incorporation) (Comm |
|
| July 10, 2024 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment SC 13G 1 rvp13g072024tsi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-1(b) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of June 30, 2024) Check |
|
| February 8, 2024 |
TSI / TCW Strategic Income Fund, Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment SC 13G/A 1 13GAmend2TSI2824.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) - TCW Strategic Income Fund, Inc. (TSI) - (Name of Issuer) Common Stock - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the |
|
| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-04980 93-0939398 (State or other jurisdiction of incorporation) ( |
|
| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
|
| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON (Title of Class of Securities) 872340104 (CUSIP Number) March 01, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
|
| February 10, 2023 |
TSI / TCW Strategic Income Fund Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment SC 13G/A 1 13GAmend1-TSI2-10-23.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) - TCW Strategic Income Fund, Inc. (TSI) - (Name of Issuer) Common Stock - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check t |
|
| February 6, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| February 6, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| November 3, 2022 |
NPORT-EX 2 NPORTI7B1172913880922.htm TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS September 30, 2022 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—105.4% of Net Assets ASSET-BACKED SECURITIES—17.3% Allegro CLO XII, Ltd. (20-1A-B) 4.43% (3 mo. USD LIBOR + 1.700%)(1),(2) 01/21/32 $ 475,000 $ 454,100 Allegro CLO XIII, Ltd. (21-1A-B) 4.41% (3 mo. USD LIBOR |
|
| August 12, 2022 |
DEF 14A 1 d391518ddef14a.htm FORM DEF 14A UNITED STATES SECURITES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box |
|
| May 11, 2022 |
TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS March 31, 2022 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES — 97.2% of Net Assets ASSET-BACKED SECURITIES — 13.7% 321 Henderson Receivables LLC (17-1A-A) 3.99% (1) 08/16/60 $ 200,501 $ 207,320 Allegro CLO XII, Ltd. (20-1A-B) 1.96% (3 mo. USD LIBOR + 1.700%)(1),(2) 01/21/32 475,000 471,575 AMSR Trust (20-SFR1 |
|
| February 14, 2022 |
TSPQ / TCW Special Purpose Acquisition Corp. / NOMURA HOLDINGS INC - SC 13G Passive Investment SC 13G 1 tm226647d19sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TCW Strategic Income Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 87301L106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) |
|
| February 10, 2022 |
TSI / TCW Strategic Income Fund Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment SC 13G 1 13GInitial-TSI2-10-22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 TCW Strategic Income Fund, Inc. (TSI) - (Name of Issuer) Common Stock - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
|
| January 18, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| January 18, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| December 3, 2021 |
TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—94.6% of Net Assets ASSET-BACKED SECURITIES—11.7% 321 Henderson Receivables LLC (17-1A-A) 3.99% (1) 08/16/60 $ 206,786 $ 235,081 Aimco CLO, Ltd. (20-11A-A2) 1.43% (3 mo. USD LIBOR + 1.300%)(1),(2) 10/15/31 1,000,000 1,000,150 Allegro CLO XII, Lt |
|
| November 10, 2021 |
TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—94.6% of Net Assets ASSET-BACKED SECURITIES—11.7% 321 Henderson Receivables LLC (17-1A-A) 3.99% (1) 08/16/60 $ 206,786 $ 235,081 Aimco CLO, Ltd. (20-11A-A2) 1.43% (3 mo. USD LIBOR + 1.300%)(1),(2) 10/15/31 1,000,000 1,000,150 Allegro CLO XII, Lt |
|
| August 3, 2021 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 11, 2021 |
TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES — 98.7% of Net Assets ASSET-BACKED SECURITIES — 10.5% 321 Henderson Receivables LLC (17-1A-A) 3.99% (1) 08/16/60 $ 213,807 $ 236,764 Aimco CLO, Ltd. (20-11A-A2) 1.52% (3 mo. USD LIBOR + 1.300%)(1),(2) 10/15/31 1,000,000 1,001,590 Allegro CLO XII, Lt |
|
| January 15, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| January 15, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| November 6, 2020 |
HTML TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—93.3% of Net Assets ASSET-BACKED SECURITIES—9.9% 321 Henderson Receivables LLC (17-1A-A) 3.99%(1) 08/16/60 $ 219,815 $ 255,730 Aimco CLO, Ltd. 1.53%(1),(2) 10/15/31 1,000,000 1,000,500 AMUR Finance I LLC (13-1) 10.00%(3),(4) 01/25/22 776,15 |
|
| August 3, 2020 |
Form DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 6, 2020 |
TCW Strategic Income EX-F TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS MARCH 31, 2020 (UNAUDITED) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—96.8% of Net Assets ASSET-BACKED SECURITIES—8.9% 321 Henderson Receivables LLC (17-1A-A) 3.99%(1) 08/16/60 $ 225,682 $ 211,269 AMUR Finance I LLC (13-1) 10.00%(2),(3) 01/25/22 776,156 170,754 AMUR Finance I LLC (13-2) 10.00 |
|
| January 27, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| January 27, 2020 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| August 2, 2019 |
TSI / TCW Strategic Income Fund, Inc. DEF 14A - - FORM DEF 14A Form DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 28, 2019 |
TSI / TCW Strategic Income Fund, Inc. NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [696456.TX] TCW Strategic Income Fund, Inc. SCHEDULE OF INVESTMENTS MARCH 31, 2019 (UNAUDITED) Issues Maturity Date Principal Amount Value FIXED INCOME SECURITIES—94.2% of Net Assets ASSET-BACKED SECURITIES—12.2% 321 Henderson Receivables LLC (17-1A-A) 3.99%(1) 08/16/60 242,010 $ 253,941 A Voce CLO, Ltd. (14-1A-A1R) 3.95% (3 mo. USD LIBOR + 1.160%)(1),(2) 07/15/26 1, |
|
| February 11, 2019 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of December 31, 2018) Check the appropriate box to de |
|
| January 22, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 22, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| November 2, 2018 |
TSI / TCW Strategic Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| November 2, 2018 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| August 2, 2018 |
TSI / TCW Strategic Income Fund, Inc. FORM DEF 14A Form DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 9, 2018 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| May 9, 2018 |
TSI / TCW Strategic Income Fund, Inc. FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offi |
|
| February 9, 2018 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of December 31, 2017) Check the appropriate box to de |
|
| January 29, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 29, 2018 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the approp |
|
| December 29, 2017 |
TSI / TCW Strategic Income Fund, Inc. CORRESP CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com December 29, 2017 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: TCW Funds, Inc. (“TFI”) – File No. 811-07170 TCW Alternative Funds (“TAF”) – File No. 811-23025 TCW S |
|
| November 9, 2017 |
Tcw Strategic Income Fund Inc - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| November 9, 2017 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| August 3, 2017 |
TCW Strategic Income Fund DEF 14A DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 9, 2017 |
Tcw Strategic Income Fund Inc - N-Q N-Q 1 d388305dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principa |
|
| May 9, 2017 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| February 10, 2017 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of December 31, 2016) Check the appropriate box to de |
|
| January 25, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 25, 2017 |
TSI / TCW Strategic Income Fund, Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TCW Strategic Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 872340104 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| November 9, 2016 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT 2 d264771dex99cert.htm EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statemen |
|
| November 9, 2016 |
TCW Strategic Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| August 5, 2016 |
TCW Strategic Income Fund DEF 14A DEF 14A 1 d230549ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
|
| May 6, 2016 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| May 6, 2016 |
TCW Strategic Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| February 16, 2016 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of December 31, 2015) Check the appropriate box to de |
|
| November 6, 2015 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT 2 d76450dex99cert.htm EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| November 6, 2015 |
TCW Strategic Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| October 21, 2015 |
TCW Strategic Income Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| October 6, 2015 |
CORRESP TCW Funds 865 South Figueroa Street Los Angeles, California 90017 October 6, 2015 VIA EDGAR CORRESPONDENCE Mr. |
|
| September 28, 2015 |
TCW Strategic Income Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrantx Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| September 9, 2015 |
TCW Strategic Income Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| August 19, 2015 |
TCW Strategic Income Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| August 10, 2015 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners Group, LLC Passive Investment SC 13G 1 new.rvp13gAug2015tsi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of July 1, 2015) Ch |
|
| August 5, 2015 |
TCW Strategic Income Fund DEF 14A DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| August 5, 2015 |
CORRESP 1(415) 856-7007 [email protected] August 5, 2015 27228.00048 VIA EDGAR CORRESPONDENCE Ms. Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: TCW Strategic Income Fund, Inc. (the Fund) Preliminary Proxy Statement on Schedule 14A (811-04980) Dear Ms. Larkin: This letter responds to your comments commu |
|
| July 10, 2015 |
COVER |
|
| July 10, 2015 |
TCW Strategic Income Fund PRE 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| June 8, 2015 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of May 29, 2015) Check the appropriate box to designa |
|
| May 8, 2015 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| May 8, 2015 |
TCW Strategic Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offi |
|
| February 23, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 tcwstrateg2504.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. Los Angeles, California In planning and performing our audit of the financial statements of TCW Strategic Income Fund, Inc. (the “Fund”) as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company |
|
| February 23, 2015 |
TCW STRATEGIC INCOME FUND, INC. RESULTS OF SHAREHOLDER PROXY (UNAUDITED) EX-99 3 ex77c.htm EXHIBIT 77(c) TCW STRATEGIC INCOME FUND, INC. RESULTS OF SHAREHOLDER PROXY (UNAUDITED) At the annual meeting of shareholders held on September 9, 2014, the results of Proposal 1 were as follows: Proposal 1: Election of ten directors of the Company, as named in the attached proxy statement, to serve on the Board of Directors until their successors have been duly elected and qualif |
|
| February 13, 2015 |
TSI / TCW Strategic Income Fund, Inc. / Relative Value Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TCW STRATEGIC INCOME FUND INC (Name of Issuer) COMMON SHARES (Title of Class of Securities) 872340104 (CUSIP Number) (Holdings as of December 31, 2014) Check the appropriate box to de |
|
| November 10, 2014 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| November 10, 2014 |
Tcw Strategic Income Fund Inc - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 8, 2014 |
TSI / TCW Strategic Income Fund, Inc. DEF 14A - - DEF 14A DEF 14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 13, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 d719430dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal |
|
| May 13, 2014 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, David S. DeVito, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| February 19, 2014 |
TCW STRATEGIC INCOME FUND, INC. RESULTS OF SHAREHOLDER PROXY (UNAUDITED) EX-99 3 exhibit77c.htm EXHIBIT 77(c) TCW STRATEGIC INCOME FUND, INC. RESULTS OF SHAREHOLDER PROXY (UNAUDITED) At the annual meeting of shareholders held on September 17, 2013, the results of Proposal 1 were as follows: Proposal 1: Election of ten directors of the Company, as named in the attached proxy statement, to serve on the Board of Directors until their successors have been duly elected and |
|
| February 19, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 12, 2013 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
|
| November 12, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offices) ( |
|
| August 30, 2013 |
DEFA14A 1 d592220ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
|
| August 9, 2013 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 10, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| May 10, 2013 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
|
| February 22, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 nsarletter.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. Los Angeles, California In planning and performing our audit of the financial statements of TCW Strategic Income Fund, Inc. (the "Fund") as of and for the year ended December 31, 2012, in accordance with the standards of the Public Company Acc |
|
| December 5, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| November 15, 2012 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certification of Chief Executive Officer and Chief Financial Officer EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fac |
|
| November 15, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| October 11, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 11, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 10, 2012 |
DEF 14A 1 d415288ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
|
| October 10, 2012 |
SEC Transmittal Letter TCW Strategic Income Fund, Inc. 865 South Figueroa Street Los Angeles, California 90017 (213) 244-0000 October 10, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: TCW Strategic Income Fund, Inc. - File No. 811-04980 Definitive Proxy Statement Ladies and Gentlemen: Pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as |
|
| October 10, 2012 |
SEC Response Letter Paul Hastings LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
|
| September 26, 2012 |
SEC Transmittal Letter TCW Strategic Income Fund, Inc. 865 South Figueroa Street Los Angeles, California 90017 (213) 244-0000 September 25, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: TCW Strategic Income Fund, Inc. - File No. 811-04980 Preliminary Proxy Statement Ladies and Gentlemen: Pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, |
|
| September 26, 2012 |
PRE 14A 1 d415288dpre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
|
| August 7, 2012 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 15, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offic |
|
| May 15, 2012 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certification of Chief Executive Officer and Chief Financial Officer EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fac |
|
| February 23, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 14, 2011 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT 2 d251678dex99cert.htm CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fa |
|
| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 1, 2011 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| August 1, 2011 |
Correspondence August 1, 2011 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: TCW Strategic Income Fund, Inc. Definitive Proxy Materials Investment Company Act of 1940 File No. 811-4980 Dear Sir or Madam: Attached for filing are Definitive Proxy Materials for TCW Strategic Income Fund, Inc. (“Fund”). In response to comments from the St |
|
| July 6, 2011 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| July 6, 2011 |
SEC Cover Letter July 6, 2011 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: TCW Strategic Income Fund, Inc. Preliminary Proxy Materials Investment Company Act of 1940 File No. 811-4980 Dear Sir or Madam: Attached for filing are Preliminary Proxy Materials for TCW Strategic Income Fund, Inc. (“Fund”). The two items to be voted on by s |
|
| May 13, 2011 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| May 13, 2011 |
N-Q 1 dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal e |
|
| February 22, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 9, 2010 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| November 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, 18th Floor, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 10, 2010 |
DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis |
|
| May 7, 2010 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT 2 dex99cert.htm CERTIFICATION OF CHIEF EXECUTIVE AND CHIEF FINANCIAL OFFICERS EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Charles W. Baldiswieler, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to |
|
| May 7, 2010 |
Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offic |
|
| February 19, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 12, 2009 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Ronald R. Redell, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
|
| November 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 3, 2009 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| July 17, 2009 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 26, 2009 |
Investments by Industry (Unaudited) March 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| May 26, 2009 |
Exhibit 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Ronald R. Redell, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| February 20, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 14, 2008 |
EX-99.CERT 2 a08-271621ex99dcert.htm EX-99.CERT EXHIBIT 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Ronald R. Redell, certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
|
| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 7, 2008 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| July 25, 2008 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| May 19, 2008 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, William C. Sonneborn., certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| February 25, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. |
|
| November 16, 2007 |
EX-99.CERT 2 a07-270881ex99dcert.htm EX-99.CERT EXHIBIT 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
|
| November 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| July 24, 2007 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| July 12, 2007 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 15, 2007 |
EX-99.CERT 2 a07-125041ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
|
| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| February 26, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 3 tcwnsar.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Strategic Income Fund, Inc. In planning and performing our audit of the financial statements of TCW Strategic Income Fund, Inc. (formerly TCW Convertible Securities Fund, Inc.) (the “Fund”) as of and for the year ended December 31, 2006, in accordance with the |
|
| February 26, 2007 |
EX-99.77O RULE 10F-3 2 item770.htm Item 77 0 Item 77 0 Name of Security Date of Purchase Syndicate Members Securities Purchased From Crocs, Inc. 2/7/06 Piper Jaffrey & Co. Thomas Wiesel Partners LLC SG Cowen & Co., LLC BB&T Capital Markets, a division of Scott & Stringfellow, Inc. D.A. Davidson & Co. Wedbush Morgan Securities Inc. Thomas Wiesel Partners LLC Affiliated broker is SG Cowen & Co., LLC |
|
| November 27, 2006 |
EXHIBIT 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| November 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) (Zip |
|
| August 25, 2006 |
Item 77 0 Item 77 0 Name of Security Date of Purchase Syndicate Members Securities Purchased From Crocs, Inc. |
|
| August 18, 2006 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| August 4, 2006 |
Preliminary Notice and Proxy Statement SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW STRATEGIC INCOME FUND, INC. |
|
| May 30, 2006 |
EX-99.CERT 2 a06-103411ex99dcert.htm EX-99.CERT EX-99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Strategic Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the st |
|
| May 30, 2006 |
N-Q 1 a06-103411nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file Number: 811-4980 TCW Strategic Income Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los |
|
| February 24, 2006 |
TCW CONVERTIBLE SECURITIES FUND, INC. EX-99.77C VOTES 2 cvtvote.htm TCW CONVERTIBLE SECURITIES FUND, INC. Voting Information (Unaudited) Report of Annual Meeting of Shareholders The Annual Meeting of Shareholders of the Fund was held on September 29, 2005, as adjourned. At the meeting, the following matters were submitted to a shareholder vote: (i) the election of Samuel P. Bell, Richard W. Call, Ernest O. Ellison, Matthew K. Fong, Jo |
|
| February 24, 2006 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 3 letter.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of TCW Convertible Securities Fund, Inc. In planning and performing our audit of the financial statements of TCW Convertible Securities Fund, Inc. (the “Fund”) as of and for the year ended December 31, 2005, in accordance with the standards of the Public Company Accou |
|
| November 14, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Convertible Securities Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| November 14, 2005 |
Alvin R. Albe, Jr. Chief Executive Officer Exhibit 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Convertible Securities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| November 9, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 TCW Convertible Securities Fund, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 872340104 (CUSIP Number) Jerald A. Trannel 290 South County Farm Road, Third Floor Wheaton, Illinois 60187-4526 Telephone: (630) 588-7200 (Name, Address and Telephone Number |
|
| July 26, 2005 |
SEC Transmittal Letter Dechert LLP 4675 MacArthur Court, Suite 1400 Newport Beach, CA 92660 July 26, 2005 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
|
| July 26, 2005 |
Correspondence Dechert LLP 4675 MacArthur Court, Suite 1400 Newport Beach, CA 92660 July 26, 2005 VIA EDGAR Mr. |
|
| July 26, 2005 |
- DEFINITIVE NOTICE & PROXY STATEMENT DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE & PROXY STATEMENT SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of t |
|
| July 11, 2005 |
Preliminary Notice & Proxy Statement SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW CONVERTIBLE SECURITIES FUND, INC. |
|
| May 19, 2005 |
Alvin R. Albe, Jr. Chief Executive Officer Exhibit 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Convertible Securities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| May 19, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Convertible Securities Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| November 15, 2004 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EXHIBIT 99.CERT CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Alvin R. Albe, Jr., certify that: 1. I have reviewed this report on Form N-Q of TCW Convertible Securities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| November 15, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4980 TCW Convertible Securities Fund, Inc. (Exact name of registrant as specified in charter) 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017 (Address of principal executive offices) |
|
| November 4, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities and Exchange Act of 1934 (Amendment No. 4) TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (58 |
|
| October 8, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities and Exchange Act of 1934 (Amendment No. 3) TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (58 |
|
| September 9, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities and Exchange Act of 1934 (Amendment No. 2) TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (58 |
|
| August 20, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities and Exchange Act of 1934 (Amendment No. 1) TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (58 |
|
| August 20, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities and Exchange Act of 1934 (Amendment No. 1) TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (58 |
|
| July 8, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities and Exchange Act of 1934 TCW Convertible Securities Fund, Inc. (CVT) (Name of Issuer) Common Stock (Title of Class of Securities) 872340104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc. d/b/a Karpus Investment Management 183 Sullys Trail Pittsford, New York 14534 (585) 586-4680 (Name, A |
|
| June 7, 2004 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Definitive Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Preliminary Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-12 TCW CONVERTIBLE SECURITIES FUND, INC. |
|
| May 18, 2004 |
PRE 14A 1 dpre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Definitive Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
|
| June 4, 2003 |
DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE AND PROXY STATEMENT SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
|
| August 22, 2002 |
770.doc Item 77 0 Name of Date of Syndicate Securities Security Purchase Members Purchased From Lucent 3/13/02 Morgan Stanley Morgan Stanley Technologies Salomon Smith Salomon Smith Preferred Barney Barney JP Morgan Bears Stearns Deutsche Banc Alex. Brown SG Cowen Securities Toys "R" Us 5/21/02 CS First Boston CS First Boston Preferred Salomon Smith Barney First Union Securities Fleet Securities B |
|
| June 4, 2002 |
SCHEDULE 14A INFORMATION (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [] Definitive Additional Materials [] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 TCW CONVERTIBLE SECURITIES FUND, INC. |
|
| May 18, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Confidential, for Use of the [] Preliminary Proxy Statement Commission Only (as permitted by Rule 14a |
|
| May 8, 2001 |
PRELIMINARY NOTICE & PROXY STATEMENT PRE 14A 1 dpre14a.txt PRELIMINARY NOTICE & PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Confidential, for Use of the [X] Prelimina |
|
| August 11, 2000 |
PAGE 1 000 A000000 06/30/2000 000 C000000 809559 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
|
| August 11, 2000 |
6 This schedule contains summary financial information extracted from the TCW Convertible Securities Fund, Inc. |
|
| June 5, 2000 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) [X |
